Posts belonging to Category G A Repelle
Posted by Page PerryonOctober 4, 2012
Page Perry announces that it is investigating instances where church bonds were improperly sold to members of the investing public. Recently the firm has been approached by investors whom sustained devastating losses as a result of investing in church bonds and has found an array of misconduct by the sellers ranging from outright fraud to […]
Categories: Affinity Fraud, Bonds, Brokerage Firms, Church Bonds, Common Securities Broker Abuses, Early Retirement Scams, Elder Abuses, Fairness/Just & Equitable Conduct, G A Repelle, High Yield (Junk) Bonds, Investigations, Investment Advisers, Investment Malpractice, Investor Alerts, Misrepresentation/Omission, Securities, Securities/Commodities Arbitration, Securities/Commodities Litigation, Smart Investing Tools, Supervisory Failures, Unsuitable Recommendations
Posted by Page PerryonSeptember 19, 2012
Church bonds, and broker sales practices involving them, have earned a spot on the list of examination and enforcement priorities of the Financial Industry Regulatory Authority (FINRA) for 2012. FINRA is concerned about sales of church bonds arising out of brokers’ inappropriate sales practices, unsuitable product offerings and misrepresentation.
Categories: Affinity Fraud, Brokerage Firms, Church Bonds, Commodities and Futures, Common Securities Broker Abuses, Elder Abuses, Fairness/Just & Equitable Conduct, G A Repelle, Investigations, Investment Advisers, Investment Malpractice, Investor Alerts, Misrepresentation/Omission, Regulatory Developments, Securities, Securities/Commodities Arbitration, Securities/Commodities Litigation, Smart Investing Tools, Unsuitable Recommendations