Tools for the Individual Investor 

• Red Flags of Brokerage Account Mismanagement
• Investor Education (Smart Investing Forum, Inc.)
• Senior Investor Resource Center
• Investor Resource Center
• Broker Check
• Securities Class Action Clearinghouse
• Yahoo! Finance

Government, Exchanges and Regulators

• U.S. Securities and Exchange Commission (SEC)
• Financial Industry Regulatory Authority (FINRA) (formerly NASD)
• FINRA Code of Arbitration Procedure
  
• The New York Stock Exchange (NYSE)
• NASDAQ
• National Bureau of Economic Research